In the last two articles we got to know the two concepts generator and linear independence. In this articles we combine the two concepts and introduce the notion of basis of a vector space.


Motivation

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Via linear independence

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We want to work towards the concept of dimension. Intuitively, we can think of it as the maximum number of linearly independent directions in a space. If we stick to this intuition, we can give the following preliminary definition of dimension: The dimension of a vector space is the maximum number of linearly independent vectors that we can simultaneously choose in a vector space. To find this, we need to find a maximal system of linearly independent vectors.

To see if this preliminary definition makes sense, let's try to apply it in the  : Clearly, the   should be three-dimensional. This means we have to ask ourselves two questions: Do three linearly independent vectors fit into the   and is there no fourth vector being linearly independent to any of such three independent vectors? Let us now try this out: We take any first vector, e.g.  . Now we want to find a linearly independent vector, i.e. a vector that is not a multiple of   or does not lie in  . An example for this is  .

If we want to follow the intuition that   is three-dimensional, we still have to find a third vector that is linearly independent to the system  . Now   and   span a plane in which the last component is always zero. Thus   is a vector linearly independent of  .

Now the question is whether with these three vectors the maximum number of linearly independent vectors has already been reached. To answer this, let us first consider the vector   as an example. We want to check whether we can add this vector to   and   and still obtain a system of linearly independent vectors. First we note that

 

So we can write the above vector as

 

So  . Now let us ask the same question for any vector   with  . For this we first get

 

With this consideration we obtain for   the representation

 

Thus  . Since this vector was arbitrarily chosen, every vector from   is representable as a linear combination of the linearly independent vectors   and  . Thus   is a generator of  . Therefore, we cannot add another vector to   and  , so the system remains linearly independent, since every other vector from   can be represented as a linear combination of   and  . In other words,   and   form a maximal system of linearly independent vectors.

In summary, we proceeded as follows to find a maximal system of linearly independent vectors: We start with a vector that is not the zero vector. That means we should not consider the null vector space here. Then we proceed step by step: Once we have found linearly independent vectors  , we form the span of these vectors. If this is the entire vector space, we have found a generator and are done. We choose a vector   that is not in  . This contributes a new direction and the system   is linearly independent again. Then we do the same again until we find a generator. We thus obtain the characterisation that a maximal system of linearly independent vectors is a generator of linearly independent vectors.

Via generators

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So far we have started with a system of linearly independent vectors (which is not yet a generator) and extended it until it became a maximal system of linearly independent vectors. Now we want to investigate what happens when we reverse the direction. That is, we start with a generator (which is not linearly independent) and reduce it until we find a minimum (i.e., linearly independent) generator.

Let us consider

 

First, we establish that   is a generator of   by following calculation: For a vector   with   we have that

 

So we can represent any vector   as a linear combination of vectors from the generator.

Now we ask ourselves whether we can reduce the above generator without losing the property of it being a generator. The vector   is a multiple of  . That is, the direction represented by   is the same as the direction represented by  . Hence, we can remove this vector from   and obtain a new generator

 

Can we reduce the size of this generator, as well? Yes, since

 

So   adds no new direction that is not already spanned by   and  . We thus obtain a smaller generator

 

Now we cannot reduce the generator any further without losing the property of it being a generator. For if we remove any of the three vectors in  , it is no longer in the span of the remaining two vectors. For  , for example, we see this as follows: Suppose we had some  , so that

 

Then   would have to hold because the second component must be zero on both sides. Because of the third component,   must be true. Thus we obtain the contradiction

 

So   is not in  . So we have found a generator containing linearly independent vectors (a minimal generator).

In summary, we proceeded as follows: We started with a generator of vectors   and reduced it according to the following algorithm: If   is a system of linearly independent vectors, we cannot remove any vector without losing the property of having a generator. That means we are done and we have found a minimal generator. In the converse case, we find a vector   with   that is in  . This vector can be omitted and we obtain a new generator consisting of   vectors. With this generator, we do the same steps again until we have found a system of linearly independent vectors.

We thus obtain the characterisation that a minimal generator is a generator consisting of linearly independent vectors.

Motivation - Conclusion

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We have found the characterisations of linearly independent generators as minimal generators and as maximal linearly independent subsets. Thus the property of being a linearly independent generator is a special property of both linearly independent sets and generators. A set with both properties is called a basis in Linear Algebra.

Since bases are generators, every vector has a representation as a linear combination of basis vectors. This representation is unambiguous because bases are linearly independent. So we found another way of describing bases:

A basis is a subset such that every vector has a representation as a unique linear combination of basis vectors

.

Definition: Basis of a vector space

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Definition (Basis of a vector space)

Let   be a field and   a  -vector space. If   is a generator of  , whose vectors are linearly independent, then   is called a basis of  .

Hint

We have defined the base as a set of vectors. This does not determine the order of the vectors. Alternatively, one can define the base as a tuple of vectors. In this case, the order of the vectors is fixed. Changing the order in this case results in a different basis.

Equivalent definitions of basis

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Theorem (Equivalent definitions of basis)

For a subset   the following four statements are equivalent:

  1.   is a linearly independent generator of  .
  2.   is a maximal linearly independent subset of  . This means that if another element   is added to  , the new set   is no longer linearly independent.
  3. Each element of   can be uniquely represented as a linear combination of vectors from  .
  4.   is a minimal generator of  . This means:   is a generator of  . But if an element is removed from  , the remaining set is no longer a generator of  .

Proof (Equivalent definitions of basis)

We prove the equivalence of these statements by a "circle of implications" of the kind  :

Proof step:  

We show this using a proof by contradiction. We assume that statement 1 is true and statement 2 is false. Then we show that it follows that statement 1 must also be false (which is a contradiction). So statement 2 cannot be false, i.e., it must be true.

So let us assume that   is a linearly independent generator but not a maximal linearly independent subset of  . Thus there is a   such that the vectors of   are linearly independent. (This is exactly the opposite of statement 2.) However, since   is a generating system according to statement 1, we can write   as a linear combination of elements from  :

 

with  . At least one   with  , because   is linearly independent and therefore  . The above equation can be transformed to:

 

Thus the set   is linearly dependence. This is a contradiction to our assumption that   is linearly independent. That means, we verified   by contradiction.

Proof step:  

The proof is divided into two steps. In the first step we show that under the assumption of statement 2 a linear combination exists for every element from   with elements from  . In the second step we show the uniqueness of this linear combination. Both steps must be shown, because statement 3 requires the existence of such a linear combination as well as its uniqueness.

Let   be a maximal linearly independent subset of  . Let   be any element from our vector space. We will now show that we can write   as a linear combination of elements from  . We now distinguish two cases. It is important to cover all cases. Here it is obvious, because we first consider a subset of   and then its complement.

Fall 1:

We assume that  , i.e., the vector we are looking for is part of our maximal linearly independent subset. The linear combination is trivial in this case because   is already in  . Thus we can simply write

  and we are done.

Fall 2:

We assume that  , so  . We now exploit the property of maximum linearity of  . To do this, we consider the set  . Because of   and because of the maximum linear independence of  , the set   is linearly dependent. Linear dependence means that there exists a linear combination resulting in zero, but with not all coefficients being zero:

 

Here at least one  . By transforming, we obtain a linear combination of   by the elements from  :

 

We still need to show that   because we need  . If we had  , then the above line would form a linear combination of zero only with elements from  . This would be a contradiction to   being linearly independent. Thus we have that also  .

Thus we have finished the consideration of both cases and get a linear combination of   using elements from  . Since   was arbitrarily chosen from  , we have now already shown that every element from   can be represented as a linear combination of vectors from  . This shows the existence of the linear combination.

In the next and final step we have to prove the uniqueness of this linear combination. We show this again via a proof by contradiction. We assume that there is a   which can be represented by two different linear combinations. A contradiction to statement 2 will then be inferred from this representation ambiguity. Let

 

with  . Since both linear combinations are different, there is at least one   for which  . If this were not true, all coefficients would be identical and thus both linear combinations would be identical. We now subtract these two equations and get the following representation of the zero vector:

 

Let us define the difference vector  . Since  , we have that also  . Thus we can rewrite the above equation as:

 

With   there is at least one non-zero coefficient. So this is a non-trivial linear combination of zero with elements from  . It follows that   is linearly dependent. This is a contradiction to statement 2, according to which   is linearly independent. So our ambiguity assumption was false and the linear combination must be unique. Therefore we have that  .

Proof step:  

We carry out the proof in two steps. First we show that, assuming statement 3,   is a generator. Then we show that it is minimal. By the definition of a generator,   must be a subset of   and it must span   (i.e.  ). By statement 3,  . Since we can represent every element from   as a linear combination using elements from  , we also have that   spans the vector space  . Thus   is a generator.

In the next step we want to show that   is minimal. We again perform a proof by contradiction and assume that   is not a minimal generator. This leads us to a contradiction to statement 3. If   is not a minimal generator, there exists a real subset   which is also a generator. Let now  , so  . Then there exist two different linear combinations for   constructed by vectors in  . Now,   can be "trivially" represented:

 

or we use the representation of   by elements from   (which can be done because   forms a generator):

 

with  . Since, according to statement 3, for every element from   there is a unique linear combination of vectors from  , the existence of the two linear combinations contradicts statement 3. Thus   must be a minimal generator. This concludes the proof of contradiction and we have that  .

Proof step:  

We show this again using a proof by contradiction. So we assume that statement 1 is false. This means that   is not a linearly independents generator. That is, there exists a   that can be represented as a linear combination of vectors   from  :

 

Here, for at least one coefficient,  . We now lead this to contradict statement 4 by showing that   is then no longer minimal.

Let   be any vector. Since   is a generator, there is a linear combination of   with vectors   from  :

 

Now we plug the above linear combination of   into the linear combination of  :

 

We have now found a linear combination for the arbitrary vector  . Thus   is a generator of  . This contradicts statement 4, according to which   is a minimal generator. So we also verified   by contradiction.

Examples

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Canonical basis in coordinate space

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The vector space   of the   tuples over the field   has a so-called standard basis or canonical basis

 

For instance,   has the canonical basis   and the   the canonical basis  .

Exercise (Basis of the plane)

Show that the set   is a basis of  .

Summary of proof (Basis of the plane)

We first show that any vector can be represented as a linear combination of the two given canonical basis vectors, so they form a generator. Then we show that they are linearly independent.

Solution (Basis of the plane)

Proof step:   is generator of  

Let   be arbitrary. Then,

 

So   is a generator of  .

Proof step:   is linearly independent

We assume

 

if follows

 

So   and  . Hence, the vectors of   are linearly independent.

A different basis of  

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Exercise

Show that the vectors   provide a Basis of  .

Summary of proof

In a first step, one shows that   is a generator of  . In a second step, linear independence of these vectors is established.

Solution

Proof step: generator

Let   be any vector of  . Then,

 

is a linear combination of   using the vectors   so these vectors are a generator of  .

Proof step: Linear independence

We represent the zero as a linear combination of the three vectors and check for which coefficients, a zero can be obtained:

 

This results in the following system of equations:

 

The solution of this system of equations is  . Thus the vectors are linearly independent.

Example: complex numbers

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The set of complex numbers   is a vector space over  , with multiplication by real numbers:

 

Then   has as an  -vector space the basis  , because for   we have unique   with  .

If we consider   as a  -vector space,   is no longer a basis of  , since.

 

For   as a  -vector space we have the one-element basis  . As  -vector space the complex numbers have a two-element basis (dimension is  ) and as  -vector space a one-element basis (dimension is  ). So be cautious: it is important over which field we take a fixed vector space!

Abstract example

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The vector space   of the polynomials with coefficients from   has a basis with infinitely many elements. An example for a basis are the powers of  :

 

This is a generator, because for a polynomial   of degree   we have a representation

 

Where   for all  . Thus every polynomial is a finite linear combination of elements from  . Consequently,   is a generator.

For linear independence we consider the following: With   let:

 

We can also write the zero polynomial as  . A comparison of coefficients yields that

 

So   is a Basis.

Bases are not unique

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Example: Basis of the plane is not unique

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The blue vector v can be represented by two different bases.

We will show by using the plane   that the basis of a vector space is not unique. Let us look at the (canonical) basis for   consisting of the unit vectors:

 

These vectors obviously form a generator:

 

They are also linearly independent because it is impossible to find a linear combination of zero with non-trivial coefficients. Thus   is a basis. However, for the plane there are also a lot of other bases. An example is the following set:

 

We can generate all vectors with these two vectors:

 

These vectors are linearly independent because one vector is not a multiple of the other vector (two vectors are linearly dependent if one vector is a multiple of the other vector). Thus   is also a basis. These two examples show that the basis for   is not unique. And one can indeed find a lot of other bases, for instance by stretching and rotating.

Building a further basis from an existing one

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In general, for every  -vector space with a basis, we can construct a second, different basis: Consider the two-dimensional vector space   with a basis  . Then   is also a basis of  . The same argument of "substituting the last vector" also works in higher dimensions. We first show that   is a generator and then that the basis vectors are linearly independent.

Let   be any vector and   a linear combination of it using elements of the basis  . Then a linear combination of   can also be found via vectors from  :

 

Thus   is a generator because the vector   was arbitrarily chosen.

We show that the basis vectors are linearly independent via proof by contradiction. To do this, we prove that if   is linearly dependent, then   must also be linearly dependent. By contraposition, it thus follows that   is linearly independent if   is linearly independent (which it must be the case it is a basis). If   is linearly dependent, there is a representation of zero:

 

Here   or  . Now we also find a representation of the zero with the basis  :

 

We still have to show that one of the coefficients   or   is not equal to zero. As a premise we have   or  . The case   leads directly to the non-trivial representation of the zero, since this factor also appears in the second equation.

If   holds, we have to distinguish again. If   and  , then   and hence one of the coefficients is not zero. If   and   hold, then   and hence the first coefficient is non-zero.

It follows that one of the coefficients is always non-zero. Thus the vectors of the basis   are also linearly dependent. It follows (by contradiction) that   is linearly independent if   is linearly independent.   is thus a new basis constructed from the first basis.

This principle can also be applied to larger bases and shows: The basis of a vector space is (usually) not unique. A vector space with dimension equal to or larger than 2 has several bases.

Proving existence and constructing a basis

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Existence of a basis

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We have not yet answered the question of whether there is a basis for every n vector space at all. Attention, this is not self-evident, as bases may be infinitely large! Nevertheless, you can rejoice, because the answer is: Yes, every vector space has (at least) one basis.

Of course, we still have to justify this answer. For the case of finitely generated vector spaces, i.e. all vector spaces that have a finite generator, we will prove this in a moment. For infinitely generated vector spaces, i.e. vector spaces that do not have a finite generating system, the proof is much more complicated and uses the axiom of choice.

Theorem (Basis theorem)

Let   be a finitely generated  -vector space and   a finite generator of  . Then there is a subset   that is a basis of  .

Proof (Basis theorem)

We want to remove vectors from   until we find a linearly independent subset of   that is still a generator. We do this as follows: If   is linearly dependent, then   is not a basis. So, according to the theorem about equivalent characterisations of a basis, there exists a subset   that is a generator of  . This has fewer elements than  .

We now inductively find generators   such that   has fewer elements than   as follows:

  • set   and
  • for  , choose a generator   of   if   is not a minimal generator.

Since we start with a finite set, we get a minimal generator after finitely many steps.

Theorem (Existence of a basis)

Every finitely generated vector space has at least one Basis.

Proof (Existence of a basis)

We take a finite generator. With the basis theorem, there is a subset of it that is a basis of the vector space. In particular, the vector space has at least one basis.

Construction of a basis by removing vectors

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Now we know that every vector space has a basis, but how can you find a basis for a given vector space? For finitely generated vector spaces, the proof of the theorem on the existence of a basis gives you a procedure for constructing a basis in finitely many steps (it is not applicable for infinitely generated vector spaces). According to the basis completion theorem, we can proceed as follows:

  1. Find a finite generator   of the vector space.
  2. Check whether   is linearly independent.
    • If yes: We are done and the generator is a basis.
    • If no: Find a smaller generator   of the vector space and repeat step 2.

We now need an explicit way to get a smaller generator   from a finite generator  , which is not a minimal generator. Since   is not a minimal generator,   is linearly dependent. So we find   so that not all   and we have that

 

Now we choose an   with   and set

 

We now want to show that   is also a generator. In the article linear independence of vectors we have proven that

 

Since   is a generator of  , we find for a vector   scalars   such that

 

Thus  . Since   was arbitrarily chosen, it follows that   is a generator. With the proof of the basis theorem, we now get the following procedure for determining a basis:

How to get to the proof? (Construction of a basis for finite vector spaces)

  1. Find a finite generator of the given vector space.
  2. Try to find a non-trivial linear combination of the zero vector from this generator. (For this, you need to solve a linear system of equations.) If no non-trivial linear combination exists, the generator is also linearly independent, and we are done.
  3. If a non-trivial linear combination exists, remove one of the vectors from the generator whose coefficient in the linear combination is not zero. Then, go back to Step 2.

Construction of a basis by adding vectors

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Alternatively, we can proceed as in the section Motivation via linear independence; that is, we start with a linearly independent set and extend it until it is maximal, i.e., a basis.

Theorem (Basis completion theorem)

For every linearly independent subset   of a finitely generated vector space   there is a basis   of   with  .

Proof (Basis completion theorem)

Let   be any vector space and   be any independent subset of  . Since   is finitely generated, we find a finite generator   of  . We now want to add elements from   to the set   until this new set is a generator. When adding the vectors, we want to keep the linear independence, so that the new set is a linearly independent generator and thus a basis.

If   is a generator, then   is already a basis of  . Else we find that since  , there is some   with  . Now we set  . To show the linear independence of  , we assume   would be linearly dependent. Then a non-trivial linear combination would exist:

 

with  . Since   is linearly independent,   must hold. So we get

 

This is a contradiction to  . Thus   is linearly independent.

We now inductively construct linearly independent sets   by adding elements from   according to the above procedure until   has become a basis:

  • start with  
  • and inductively set   for some   with  , if   is not yet a generator of  .

Since we can only add finitely many vectors from   to  , there is an   at which we cannot add a vector from   to  . Then   is a generator and hence also a basis of  .

This proof gives you another method to determine a basis of a finitely generated vector space in finitely many steps (this method is also only applicable for finitely generated vector spaces):

  1. Choose a finite generator and start with the empty set as your first linearly independent set.
  2. Try to find a vector from your generator that is not in the span of your previous linearly independent set. If you don't find one, you're done.
  3. Add the vector you found to your linearly independent set and go back to Step 2.

In the next chapter we will see that every two bases of the same finitely generated vector space have the same cardinality. We get that every linearly independent set that has as many elements as a basis is automatically already a maximally linearly independent subset. Therefore, we can change step 2 in the above procedure as follows: "Try to find a vector from your vector space that is not in the span of your previous linearly independent set. If you don't find one, you're done." In this variant of the procedure, you do not have to choose a generator in Step 1.

Examples: Construction of a basis by removing vectors

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Example (Construction of a basis by removing vectors 1)

Let  . Then, we have  , since for all   we have that

 

That means,   is a generator. Now,   is not a basis of   because we have the non-trivial representation of the zero vector

 

Since in this linear combination the prefactor of   is not zero, according to the above procedure for constructing a basis from a generator   is also a generator. We now need to check that   is linearly dependent. So we look at how the zero vector can be combined using vectors from this set:

 

If we set up a linear system of equations and solve it, it follows that  . Thus B' is linearly independent and hence a basis of  .

Example (Abstract example: Construction of a basis by removing vectors)

Let   be the two-element field. We consider the  -vector space   of all mappings from   to  . This is a function space (missing) consisting of   elements. Thus  . Here   is the constant zero mapping,   is the constant one mapping,   is the identity and   is the mapping that interchanges   and  :

 

As initial generating system   we choose the entire vector space, i.e.  . This is linearly dependent, because we have the following non-trivial representation of the zero vector

 

So we get a new generator   of   since the prefactor of   is non-zero. Specifically,  . Now   is also linearly dependent because we have

 

Since the prefactor of   is non-zero, we choose as a new generator  . This set is linearly independent. From   we obtain (by inserting the two possible arguments):

 

So   and thus   is linearly independent. With   we have found a basis of our vector space.

Example: Construction of a basis by adding vectors

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Example (Construction of a basis by adding vectors)

We consider the space   and start with the linearly independent set  . Then  . That is, we get the linearly independent set  . Further

 

That means   is linearly independent. Now

 

Thus   and   is linearly independent. Further,  , because

 

Thus   is a basis of  .

Example (Abstract example: Construction of a basis by adding vectors)

We consider the two-element field   and the  -vector space   of all mappings from   to  . As seen above,   consists of 4 elements, that is, in the above notation  . Let again  . Then  . Thus   linearly independent. Now

 

This means   is linearly independent. Further we have that

 

Thus   is a basis of  .